SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Redfin Corp [ RDFN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/02/2017 C 4,985,647 A (1) 4,985,647 I By Vulcan Capital Venture Capital I LLC(2)
Common Stock 08/02/2017 C 1,373,217 A (3) 6,358,864 I By Vulcan Capital Venture Capital I LLC(2)
Common Stock 08/02/2017 C 232,748 A (4) 6,591,612 I By Vulcan Capital Venture Capital I LLC(2)
Common Stock 08/02/2017 C 223,393 A (5) 223,393 I By VCVC III LLC(6)
Common Stock 08/02/2017 C 206,661 A (7) 430,054 I By VCVC III LLC(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Preferred Stock (1) 08/02/2017 C 4,985,647 (1) (1) Common Stock 4,985,647 $0.00 0 I By Vulcan Capital Venture Capital I LLC(2)
Series C Preferred Stock (3) 08/02/2017 C 1,373,217 (3) (3) Common Stock 1,373,217 $0.00 0 I By Vulcan Capital Venture Capital I LLC(2)
Series D Preferred Stock (4) 08/02/2017 C 232,748 (4) (4) Common Stock 232,748 $0.00 0 I By Vulcan Capital Venture Capital I LLC(2)
Series E Preferred Stock (5) 08/02/2017 C 223,393 (5) (5) Common Stock 223,393 $0.00 0 I By VCVC III LLC(6)
Series F Preferred Stock (7) 08/02/2017 C 206,661 (7) (7) Common Stock 206,661 $0.00 0 I By VCVC III LLC(6)
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Vulcan Ventures Inc.

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital Management I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ALLEN PAUL G

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cougar Investment Holdings LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
VCVC Management III LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
VCVC III LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
Explanation of Responses:
1. Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
2. These securities are held of record by Vulcan Capital Venture Capital I LLC ("VCVC I"). Vulcan Capital Venture Capital Management I LLC ("VCVC Management I") manages VCVC I. VCVC Management I is managed by Vulcan Ventures Incorporated, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC I. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
3. Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
4. Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
5. Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
6. These securities are held of record by VCVC III LLC ("VCVC III"). VCVC Management III LLC ("VCVC Management III") manages VCVC III. VCVC Management III is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC III. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
7. Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
Remarks:
/s/ David R. Stewart, Vice President for Vulcan Ventures Incorporated 08/02/2017
/s/ David R. Stewart, for Vulcan Capital Venture Capital Management I LLC, as Vice President of Vulcan Ventures Incorporated, its Managing Member 08/02/2017
/s/ David R. Stewart, for Vulcan Capital Venture Capital I LLC, as Vice President of Vulcan Ventures Incorporated, the Managing Member of Vulcan Capital Venture Capital Management I LLC, the Manager of Vulcan Capital Venture Capital I LLC 08/02/2017
/s/ David R. Stewart, as attorney-in-fact for Paul G. Allen 08/02/2017
/s/ David R. Stewart, Vice President for Cougar Investment Holdings LLC 08/02/2017
/s/ David R. Stewart, for VCVC Management III LLC, as Vice President of Cougar Investment Holdings LLC, its Managing Member 08/02/2017
/s/ David R. Stewart, for VCVC III LLC, as Vice President of Cougar Investment Holdings LLC, the Managing Member of VCVC Management III LLC, the Manager of VCVC III LLC 08/02/2017
** Signature of Reporting Person Date
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