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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | (2) | 08/02/2017(2) | C | 1,852,943 | (2) | (2) | Common Stock | 1,852,943 | $ 0 | 0 | I | See Footnote (1) | |||
Series F Convertible Preferred Stock | (2) | 08/02/2017(2) | C | 3,705,838 | (2) | (2) | Common Stock | 3,705,838 | $ 0 | 0 | I | See Footnote (1) | |||
Series G Convertible Preferred Stock | (2) | 08/02/2017(2) | C | 617,826 | (2) | (2) | Common Stock | 617,826 | $ 0 | 0 | I | See Footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TIGER GLOBAL MANAGEMENT LLC 9 WEST 57TH STREET 35TH FLOOR NEW YORK, NY 10019 |
X | |||
Coleman Charles P III C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK, NY 10019 |
X | |||
SHLEIFER SCOTT L C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK, NY 10019 |
X | |||
Fixel Lee C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK, NY 10019 |
X |
Tiger Global Management, LLC, By: /s/ Anil L. Crasto, Chief Operating Officer | 08/02/2017 | |
**Signature of Reporting Person | Date | |
By: /s/ Charles P. Coleman, III | 08/02/2017 | |
**Signature of Reporting Person | Date | |
By: /s/ Scott Shleifer | 08/02/2017 | |
**Signature of Reporting Person | Date | |
By: /s/ Lee Fixel | 08/02/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities of the Issuer are held by advisory accounts managed by Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
(2) | The convertible preferred stock automatically converted into common stock of the Issuer on a 1:1 basis immediately upon closing of the Issuer's initial public offering. |