UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM S-8 |
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
Redfin Corporation | ||
(Exact name of registrant as specific in its charter) |
Delaware | 74-3064240 | |||
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |||
1099 Stewart Street, Suite 600 Seattle, WA | 98101 | |||
(Address of principal executive offices) | (Zip Code) |
2017 Employee Stock Purchase Plan 2017 Equity Incentive Plan | ||
(Full title of the plan) |
Glenn Kelman Chief Executive Officer Redfin Corporation 1099 Stewart Street, Suite 600 Seattle, WA 98101 | ||
(Name and address of agent for service) |
(206) 576-5833 | ||
(Telephone number, including area code, of agent for service) |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company”, and "emerging growth company" in Rule 12b-2 of the Exchange Act. | |||
Large accelerated filer þ | Accelerated filer ¨ | ||
Non-accelerated filer ¨ | Smaller reporting company ¨ | ||
Emerging growth company ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. | ¨ |
Title of securities to be registered | Amount to be registered | Proposed maximum offering price per share | Proposed maximum aggregate offering price | Amount of registration fee | ||
Common stock, par value $0.001 per share | ||||||
– 2017 Employee Stock Purchase Plan | 901,513 | (1) | $15.13 | (3) (4) | $13,639,891.69 | $1,653.15 |
– 2017 Equity Incentive Plan | 4,507,567 | (2) | $17.80 | (3) | $80,234,692.60 | $9,724.44 |
Total | 5,409,080 | $11,377.60 |
1. | Represents additional shares of common stock, par value $0.001 per share ("Common Stock"), of Redfin Corporation (the "Company") reserved for issuance under the Company’s 2017 Employee Stock Purchase Plan (the “ESPP”) resulting from the automatic annual increase in the number of authorized shares reserved and available for issuance under the ESPP on January 1 of each calendar year. |
2. | Represents additional shares of Common Stock reserved for issuance under the Company’s 2017 Equity Incentive Plan (the “2017 EIP”) resulting from the automatic annual increase in the number of authorized shares reserved and available for issuance under the 2017 EIP on January 1 of each calendar year. |
3. | Estimated pursuant to Rule 457(c) and (h) under the Securities Act of 1933 on the basis of the average of the high and low prices of Common Stock, as reported on The Nasdaq Global Select Market on February 7, 2019. |
4. | Under the ESPP, the sale price of a share of Common Stock is equal to 85% of the fair market value of the Common Stock on the offering date or the purchase date, whichever is less. |
Incorporated by Reference | ||||||||||||
Exhibit Number | Exhibit Description | Form | File Number | Exhibit | Filing Date | Filed Herewith | ||||||
5.1 | X | |||||||||||
23.1 | X | |||||||||||
23.2 | X | |||||||||||
24.1 | X |
Redfin Corporation | |||
(Registrant) | |||
By | /s/ Glenn Kelman | ||
Glenn Kelman President and Chief Executive Officer |
Name | Title | Date | ||
/s/ Glenn Kelman | President, Chief Executive Officer and Director (Principal Executive Officer) | February 14, 2019 | ||
Glenn Kelman | ||||
/s/ Chris Nielsen | Chief Financial Officer (Principal Financial and Accounting Officer) | February 14, 2019 | ||
Chris Nielsen | ||||
/s/ Robert Mylod, Jr. | Chairman of the Board of Directors | February 14, 2019 | ||
Robert Mylod, Jr. | ||||
/s/ Robert Bass | Director | February 14, 2019 | ||
Robert Bass | ||||
/s/ Julie Bornstein | Director | February 14, 2019 | ||
Julie Bornstein | ||||
/s/ Austin Ligon | Director | February 14, 2019 | ||
Austin Ligon | ||||
/s/ David Lissy | Director | February 14, 2019 | ||
David Lissy | ||||
/s/ James Slavet | Director | February 14, 2019 | ||
James Slavet | ||||
/s/ Selina Tobaccowala | Director | February 14, 2019 | ||
Selina Tobaccowala |