SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/27/2017
3. Issuer Name and Ticker or Trading Symbol
Redfin Corp [ RDFN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities beneficially held 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Preferred Stock (1) (1) Common Stock 4,985,647 (1) I By Vulcan Capital Venture Capital I LLC(2)
Series C Preferred Stock (3) (3) Common Stock 1,373,217 (3) I By Vulcan Capital Venture Capital I LLC(2)
Series D Preferred Stock (4) (4) Common Stock 232,748 (4) I By Vulcan Capital Venture Capital I LLC(2)
Series E Preferred Stock (5) (5) Common Stock 223,393 (5) I By VCVC III LLC(6)
Series F Preferred Stock (7) (7) Common Stock 206,661 (7) I By VCVC III LLC(6)
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Vulcan Ventures Inc.

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Vulcan Capital Venture Capital Management I LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ALLEN PAUL G

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cougar Investment Holdings LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
VCVC Management III LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
VCVC III LLC

(Last) (First) (Middle)
505 FIFTH AVE. S, SUITE 900R

(Street)
SEATTLE WA 98104

(City) (State) (Zip)
Explanation of Responses:
1. Each share of the issuer's Series B Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date.
2. These securities are held of record by Vulcan Capital Venture Capital I LLC ("VCVC I"). Vulcan Capital Venture Capital Management I LLC ("VCVC Management I") manages VCVC I. VCVC Management I is managed by Vulcan Ventures Incorporated, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC I. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
3. Each share of the issuer's Series C Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
4. Each share of the issuer's Series D Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
5. Each share of the issuer's Series E Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
6. These securities are held of record by VCVC III LLC ("VCVC III"). VCVC Management IIII LLC ("VCVC Management III") manages VCVC III. VCVC Management III is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCVC III. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
7. Each share of the issuer's Series F Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
/s/ David R. Stewart, Vice President for Vulcan Ventures Incorporated 07/27/2017
/s/ David R. Stewart, for Vulcan Capital Venture Capital Management I LLC, as Vice President of Vulcan Ventures Incorporated, its Managing Member 07/27/2017
/s/ David R. Stewart, for Vulcan Capital Venture Capital I LLC, as Vice President of Vulcan Ventures Incorporated, the Managing Member of Vulcan Capital Venture Capital Management I LLC, the Manager of Vulcan Capital Venture Capital I LLC 07/27/2017
/s/ David R. Stewart, as attorney-in-fact for Paul G. Allen 07/27/2017
/s/ David R. Stewart, Vice President for Cougar Investment Holdings LLC 07/27/2017
/s/ David R. Stewart, for VCVC Management III LLC, as Vice President of Cougar Investment Holdings LLC, its Managing Member 07/27/2017
/s/ David R. Stewart, for VCVC III LLC, as Vice President of Cougar Investment Holdings LLC, the Managing Member of VCVC Management III LLC, the Manager of VCVC III LLC 07/27/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

                               POWER OF ATTORNEY


     KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby
constitutes, designates and appoints Paul Ghaffari, David R. Stewart and William
Benack as his true and lawful attorneys-in-fact and agents, each with full power
of substitution and resubstitution and full power to act alone and without the
other, for the undersigned and in the undersigned's name, place and stead, in
any and all capacities, to execute, acknowledge, deliver and file any and all
filings required by the Securities Exchange Act of 1934, as amended, including
Sections 13 and 16 of such Act, and the rules and regulations thereunder, and
requisite documents in connection with such filings, including but not limited
to Forms 3, 4 and 5, Schedules 13D and 13G and Form 13H under such act and any
amendments thereto.

     This power of attorney shall be valid from the date hereof until revoked by
the undersigned.

     IN WITNESS WHEREOF, the undersigned has executed this instrument as of the
8th day of February, 2013.

                                    /s/ Paul G. Allen
                                    ----------------------
                                    Paul G. Allen